Sebi has released guidelines for research analysts and investment advisers to enhance investor protection and transparency. New requirements include qualification standards, deposit mandates based on client numbers, and stringent compliance for AI usage. Dual registrations are allowed with separate compliance, and client-level segregation is mandatory to avoid conflicts of interest.
from Stocks-Markets-Economic Times https://ift.tt/4xw1WPt
Sebi issues guideline for research analysts, investment advisers
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